Current Vacancies

Compliance Officer

Compliance Officer – London – £70k-£80k

Peracto’s Client, one of the largest private markets investment manager in the world, are seeking a highly motivated and experienced Compliance officer to join their fantastic team.

As a Compliance Officer you will be part of a team that is responsible for all aspects of regulatory compliance on behalf of investment firms and fund managers. The role will be a broad one that will need someone’s to take ownership of all of your work, aspects will include:

• Identifying, understanding and interpreting UK financial services legislation and regulation.
• Drafting any new policies as well as reports and ad hoc advisory memos.
• Advising the UK Head of Compliance as well as the Board of Directors and various other senior staff members.
• Providing support of a wide range of matters both domestically and internationally.

Knowledge and Skills:

• A degree from a Russell or Premier University in Economics, Finance, Law or STEM subject.
• 5+ years’ experience within a compliance role.
• Experience of compliance within a buy side firm would be advantageous.
• Knowledge and experience of FCA rules as well as an understanding of MiFID and/or AIFMD is a necessity.

The Ideal Candidate:

• A highly motivated individual with a real desire to be part of a successful team.
• Ability to work on multiple tasks including those that are ‘hands-on’.
• Happy to do a small amount of travelling, this will be necessary however this is not a core part of the role.
• Excellent communicator with strong attention to detail.

If this post matches your skillset, experience and career aspirations for your next move please apply for more information and a confidential chat.

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